About us
About Us

Wellington and York Partners' formula for success from 1986 remains unchanged today: get to know our customers as well as we know the market, and provide them with the resources and expertise they need to make educated investment decisions.

We are dedicated to providing quality and personalized investment products and services to help investors succeed. We wish to establish a successful partnership with our customers, our independent financial representatives, and our staff members that respect and keep the interests of each party. Success will be measured by our customers choosing us because of their belief in our ability to meet or exceed their expectations of performance, service, and expertise.

Wellington and York Partners' also provides $20 million protection per client through supplementary coverage by a London Insurer and has an aggregate total coverage in excess of $500 million. This coverage protects against brokerage insolvency but does not protect against loss in market value of securities.

Our robust online platform serves individual and corporate investors around the world, while we continue to offer the personal, one on one attention and service our clients expect and deserve.

Our goal is to exceed the expectations of our clients, while holding true to our values of honesty, integrity, trust, and respect. We provide customized financial solutions for virtually any need. A complete range of investment banking and brokerage services are available to our valued corporate and individual clients.

Our Core Values
We believe that our Core Values are a key part of our success. They set the standards by which individual and team performance is measured and rewarded. They are embedded in the way we operate and in the value we create for our clients and the communities where we live and work.
INTEGRITY: We do what is right in all things.

We are open, honest, consistent and committed to the highest ethical standards and fair treatment in all our business practices. Our employees adhere to the letter and the spirit of the law. We treat our clients, our partners' and one another with respect. Every employee has a role in protecting our reputation.

COMMITMENT: We will honor our legacy.

We are dedicated to ensuring the best outcome for our clients, our employees, our partners', our stakeholders and our company. This means outstanding value and service to clients - with ongoing evaluations of our performance. It means genuine concern for and responsiveness to, our employees and their families.

ACCOUNTABILITY: We meet our commitments.

If one of us fails, we all fail. We accept our individual and corporate responsibilities. We take responsibility for our performance in all of our decisions and actions - as individuals and as an organization.

CORPORATE SOCIAL RESPONSIBILITY: We have a duty to give back.

Accordingly, we are committed to improving the quality of life in the communities where we live and work. Individually and together we support initiatives that educate, enrich and heal. We serve our community with the same commitment we show our clients. We make financial contributions, and we give our time and energy, to keep our region a place where businesses and families flourish.

INNOVATION: We will find ways to do what we already do - better.

Through the lens of innovation, we will create real value by continuously developing new client solutions and providing tools to integrate our services into our clients' business plans and portfolios. Independence and profitability allow for reinvestment in our associates and cutting edge products and services.